Learn how the Securities Act of 1933 protects investors by requiring disclosure in financial markets and combating fraud, ...

NEW YORK(Thomson Reuters Regulatory Intelligence) - The Securities and Exchange Commission has made clear that it will not shy away from a politically contentious strategy of “regulation by ...

Zcash, horizen and stellar might be securities, according to new regulatory filings. We’re starting to get even more clarity about the U.S. Securities and Exchange Commission’s efforts to bring the ...

Gaps in securities market regulation are worldwide phenomenon A key problem is the lack of skills and resources for effective enforcement Strong regulation is vital for market development, financial ...

Rule 144A and Regulation D offer exemptions from federal securities registration requirements under the Securities Act of 1933. However, they apply to different situations, and overseas companies must ...

On December 20, 2024, the Securities and Exchange Commission (“SEC”) announced charges against two private companies and a registered investment advisor for failure to file a Form D in connection with ...

The securities lending market is vital to the healthy functioning of securities markets globally. Securities lending improves market liquidity, price discovery, and enables timely trade settlement but ...

Securities lending market is vital to the healthy functioning of securities markets globally. Securities lending improves market liquidity, price discovery, and enables timely trade settlement but an ...

The U.S. Securities and Exchange Commission (SEC) may be coming for decentralized finance (DeFi) as it reopened a proposal from last year that would now explicitly target platforms for those crypto ...

Video: Securities Law and Industry in 2024 and Beyond - Part 2 Video: Securities Law and Industry in 2024 and Beyond - Part 3 Video: Securities Law and Industry in 2024 and Beyond - Part 4 Video: ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

In their Corporate and Securities Litigation column, Margaret A. Dale and Mark D. Harris discuss a recent Delaware Supreme Court insurance-coverage ruling, which serves as a reminder of the importance ...