NEW YORK(Thomson Reuters Regulatory Intelligence) - The Securities and Exchange Commission has made clear that it will not shy away from a politically contentious strategy of “regulation by ...

On December 20, 2024, the Securities and Exchange Commission (“SEC”) announced charges against two private companies and a registered investment advisor for failure to file a Form D in connection with ...

Rule 144A and Regulation D offer exemptions from federal securities registration requirements under the Securities Act of 1933. However, they apply to different situations, and overseas companies must ...

Leading securities law firm Bleichmar Fonti & Auld LLP announces that a class action lawsuit has been filed against ZoomInfo Technologies Inc. (NASDAQ:GTM) and certain of the Company's senior ...

The securities lending market is vital to the healthy functioning of securities markets globally. Securities lending improves market liquidity, price discovery, and enables timely trade settlement but ...

A distinct strand in the campaigns of victorious Republican candidates was concern about pervasive and growing government regulation that saps economic freedom, opportunity and growth. That has been a ...